Jay Rogers
Jay Rogers based in Ladera Ranch, California. 31 years of experience with specialization in investment consulting, manager selection, due diligence. Has testified 1 time and deposed 3 times.
About
Jay L. Rogers is a highly credentialed and experienced investment professional and entrepreneur with over three decades in the financial services industry. His educational background includes a BS from Northeastern University, graduate coursework at prestigious institutions like Harvard, UCLA, and the Wharton School of Business at UPENN, as well as training from the USMC Officer Candidate School in Quantico, VA.
Mr. Rogers has held multiple securities licenses, including FINRA Series 7, 24, 31, 63, 99, and 65, and has been a member of the CFA Institute and the CFA Society of Orange County. His expertise spans a wide range of areas, including alternative investments, family office management, investment consulting, manager selection, due diligence, and litigation support services.
Throughout his career, Mr. Rogers has held prominent roles at various firms, such as President of Alpha Strategies Investment Consulting, CEO/CIO of Four Thirteen, LLC, and Managing Principal of Five 9 Securities, LLC. He has also served as Executive Director and Chief Investment Officer for Bergendahl Holdings, a single-family office, and has provided investment management services to hedge funds and private equity fund-of-funds.
Mr. Rogers has extensive experience as an expert witness, having testified in both federal and state court actions and mediations. He has been deposed multiple times, provided expert witness reports, and offered legal strategy advice in numerous cases. Additionally, he is affiliated with several expert witness networks, including Round Table Group, ForensisGroup, Silverlight Expert Network Group, Expert Institute (Expert iQ), GLG Group, and WIT Legal.
Beyond his professional accomplishments, Mr. Rogers is a frequent speaker at industry events and has been recognized with numerous awards, including the International Hedge Fund Awards' Rising Star of Hedge Funds and Family Office Choice: Consultancy Firm of the Year. He has also been featured in various financial publications, such as the Wall Street Journal, Bloomberg News, and NPR, further solidifying his reputation as a trusted authority in the field.
Specialties
Work Experience
We provide outsourced CIO duties and investment consulting, manager selection and due diligence for select affluent families.
Diversified investment holding company with interests in real estate, private equity & venture capital.
General Securities Principal and Operations Professional for FINRA registered broker-dealer.
Hired to turn around a private equity owned consumer lending portfolio operating under a California Finance Lender's License during a period of political headwinds.
Bergendahl Holdings is the single family office of a private investor in Orange County, California.
Provided investment management services to a hedge fund and private equity fund-of-funds on a sub-advised basis via California registered investment advisor.
Third Party Marketing for institutional money managers across all asset classes including public equities, hedge funds and private equity with a focus on boutique and emerging managers.
Responsible for sales, marketing and relationship management of separate account institutional money management firm located in Los Angeles.
A professional service corporation focused on private investment opportunities for family office clients.
Assisted in developing national Wealth Management Group for UHNW investors of $25 million+
Specialized in wealth management for the affluent including complex estate planning, banking, credit, mortgage and business consulting, directly supervised $517 million in client assets.
Completed comprehensive Wall Street training program in top 5% of peers
Education
Quantico, VA
BS
Wharton School of Business, Philadelphia, PA